Individual 401(k) Plan Documents
The Individual 401(k) is designed for businesses that are limited to owners, their partners and spouses. To open an Individual 401(k) plan with Principal Trust, please download and review the two documents below. If you have questions, contact us at 800.209.9010 and we'll be glad to help you.
- Individual 401(k) Trust Document
Includes:Opinion Letter, Plan Document, Trust Agreement, and EGTRRA Unilateral and Good Faith Compliance Agreement - Individual 401(k) Adoption Agreement
Includes: Privacy Notice, Instructions, Plan Sponsor Service Agreement, Adoption Agreement, EGTRRA Model Amendment, and Owner/Spouse Information Form
